-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EBnpIiF+6Fq9jem3+Kt34lJRFBS+Bc4lqMWF6pWQxh1DMXLrWzQ1/orQ+yoxgRz3 G+bSrj2kcPG2XNPXPac7Ag== 0001144204-07-007064.txt : 20070213 0001144204-07-007064.hdr.sgml : 20070213 20070213141212 ACCESSION NUMBER: 0001144204-07-007064 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070213 DATE AS OF CHANGE: 20070213 GROUP MEMBERS: LCA CAPITAL PARTNERS I, INC. FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Allen Luke A CENTRAL INDEX KEY: 0001325687 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: XXXXXXXXXXX MAIL ADDRESS: STREET 1: C/O A21, INC., 7660 CENTURION PARKWAY CITY: JACKSONVILLE STATE: FL ZIP: 32256 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: A21 INC CENTRAL INDEX KEY: 0001074436 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 742896910 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-78376 FILM NUMBER: 07608270 BUSINESS ADDRESS: STREET 1: A21, INC. STREET 2: 7660 CENTURION PARKWAY CITY: JACKSONVILLE STATE: FL ZIP: 32256 BUSINESS PHONE: 9045650066 MAIL ADDRESS: STREET 1: 7660 CENTURION PARKWAY CITY: JACKSONVILLE STATE: FL ZIP: 32256 SC 13G/A 1 v065176_sc13ga.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (Amendment No. 1)* a21, Inc. --------- (Name of Issuer) Common Stock, $.001 par value (Title of Class of Securities) 002184 10 9 ----------- (CUSIP Number) December 31, 2006 ----------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1 (b) [ ] Rule 13d-1 (c) [X] Rule 13d-1 (d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 6 Pages CUSIP No. 98508 F 10 7 13G Page 2 of 6 Pages - -------------- ----------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Luke A. Allen - -------------- ----------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------- ----------------------------------------------------------------- 3 SEC USE ONLY - -------------- ----------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------ ---------- -------------------------------------------- 5 SOLE VOTING POWER 8,121,584 (1) NUMBER OF ----------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY ----------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 8,121,584 (1) PERSON ----------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------------- ----------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 8,121,584 (1) - -------------- ----------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - -------------- ----------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.1% - -------------- ----------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------- ----------------------------------------------------------------- (1) Includes (i) options to purchase 140,000 shares and (ii) 2,996,524 shares, warrants to purchase 3,368,100 shares, and a convertible note that is convertible into 538,461 shares, each held by LCA Capital Partners I, Inc., which is controlled by Mr. Allen. CUSIP No. 98508 F 10 7 13G Page 3 of 6 Pages - -------------- ----------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) LCA Capital Partners I, Inc. (1); 13-3874759 - -------------- ----------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------- ----------------------------------------------------------------- 3 SEC USE ONLY - -------------- ----------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------ ---------- -------------------------------------------- 5 SOLE VOTING POWER 6,903,085 (2) ----------------------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES 0 BENEFICIALLY ----------------------------------------------------------------- OWNED BY 7 SOLE DISPOSITIVE POWER EACH 6,903,085 (2) REPORTING ----------------------------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER 0 - -------------- ----------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,903,085 (2) - -------------- ----------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [ ] - -------------- ----------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.8% - -------------- ----------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO - -------------- ----------------------------------------------------------------- (1) Luke A. Allen controls LCA Capital Partners I, Inc. (2) Includes warrants to purchase 3,368,100 shares and a convertible note that is convertible into 538,461 shares. CUSIP No. 98508 F 10 7 13G Page 4 of 6 Pages Responses for Luke A. Allen: Item 1(a). Name of Issuer: a21, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 7660 Centurion Parkway, Jacksonville, Florida 32256 Item 2(a). Name of Person Filing: Luke A. Allen Item 2(b). Address of Principal Business Office or if none, Residence: 7660 Centurion Parkway, Jacksonville, Florida 32256 Item 2(c). Citizenship: United States Item 2(d). Title of Class of Securities: Common Stock, $.001 par value Item 2(e). CUSIP Number: 002184 10 9 Item 3. Not Applicable Item 4. Ownership: (a) Amount Beneficially Owned: 8,121,584 (b) Percent of Class: 9.1% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 8,121,584 (1) (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 8,121,584 (1) (iv) shared power to dispose or to direct the disposition of: 0 (1) The shares of common stock beneficially owned by Mr. Allen include (i) options to purchase 140,000 shares and (ii) 2,996,524 shares, warrants to purchase 3,368,100 shares, and a convertible note that is convertible into 538,461 shares, each held by LCA Capital Partners I, Inc., which is controlled by Mr. Allen. Item 5. Ownership of Five Percent or Less of a Class: Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not Applicable Item 7. Identification and Classification of Subsidiary Which Acquired the Securities: Not Applicable Item 8. Identification and Classification of Members of the Group: Not Applicable CUSIP No. 98508 F 10 7 13G Page 5 of 6 Pages Item 9. Notice of Dissolution of Group: Not Applicable Item 10. Certifications: Not Applicable Responses for LCA Capital Partners I, Inc.: Item 1(a). Name of Issuer: a21, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 7660 Centurion Parkway, Jacksonville, Florida 32256 Item 2(a). Name of Person Filing: LCA Capital Partners I, Inc. Item 2(b). Address of Principal Business Office or if none, Residence: 711 Fifth Avenue, New York, New York 10022 Item 2(c). Citizenship: United States Item 2(d). Title of Class of Securities: Common Stock, $.001 par value Item 2(e). CUSIP Number: 002184 10 9 Item 3. Not Applicable Item 4. Ownership: (a) Amount Beneficially Owned: 6,903,085 (b) Percent of Class: 7.8% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 6,903,085 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 6,903,085 (iv) shared power to dispose or to direct the disposition of: 0 Item 5. Ownership of Five Percent or Less of a Class: Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not Applicable Item 7. Identification and Classification of Subsidiary Which Acquired the Securities: Not Applicable Item 8. Identification and Classification of Members of the Group: Not Applicable Item 9. Notice of Dissolution of Group: Not Applicable Item 10. Certifications: Not Applicable CUSIP No. 98508 F 10 7 13G Page 6 of 6 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 13, 2007 /s/ Luke A. Allen -------------------------------------- Luke A. Allen LCA CAPITAL PARTNERS I, INC. By: /s/Luke A. Allen ---------------------------------- Luke A Allen, Authorized Signatory -----END PRIVACY-ENHANCED MESSAGE-----